Led from its Philadelphia headquarters by David Axelrod and with a team in Wilmington focused on handling matters before the Delaware Chancery Court, Ballard Spahr LLP is well-placed to represent companies and their officers and directors on every type of securities and corporate governance claim – from derivative actions and regulatory or internal investigations to special committee representations and significant shareholder class actions. Benefiting from a strong track record in private practice as well as during his time at the SEC and before that as a federal prosecutor, Axelrod has a rounded practice that sees him regularly engaged in both securities private class actions as well as in the context of government-initiated enforcement actions. As part of Norman Goldberger‘s multi-faceted offering, he regularly handles securities-related matters, including defending issuers in relation to rule 10-b 5 and Section 11 claims. Wilmington-based David Margules is also a key member of the team, particularly in the context of handling Delaware-related business disputes, including corporate governance and fiduciary duty matters.
L’éditorial du Legal 500

Clients clés

  • KPMG
  • Teva Pharmaceuticals USA, Inc.
  • James Pearson
  • Prestamos CDFI LLC
  • Sandoz AG
  • Gannett Ventures
  • Clarivate PLC
  • The New York Times and James Bennet
  • Norman Chandler and Justin Law

Points forts

  • Representing five former KPMG employees who have been sued by shareholders of Credit Suisse based on allegations that the five employees were part of a RICO conspiracy.
  • Representing the former CFO of First Energy. In 2020, the speaker of the house of representatives of the state of Ohio (Larry Householder) was indicted in connection with a scheme to accept more than $60m in bribes from First Energy.
  • Retained to represent Bolt Financial after the Chancery Court entered a Temporary Restraining Order enjoining it from pursuing a financing transaction designed to raise at least $500m, and shortly before a scheduled preliminary injunction hearing.

Avocats

Responsable de la pratique

David Axelrod

Autres avocats clés

Norman Goldberger; David Margules; Laura Krabill; Elizabeth Sloan; Keisha Coleman; Elizabeth Fenton; Lauren Engelmyer